Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | ARCTRUST III, Inc. | 1756823 | 08/07/2019 | D/A | $30,000,000 | $22,130,935 |
| DEMPSEY LORD SMITH, LLC | 141238 | Moody National DST Sponsor, LLC | 1764767 | 08/07/2020 | D/A | $40,000,000 | $22,119,546 |
| DEMPSEY LORD SMITH, LLC | 141238 | Moody National Financial Fund II, LLC | 1807524 | 03/29/2021 | D/A | $27,345,000 | $21,884,818 |
| DEMPSEY LORD SMITH, LLC | 141238 | Capitol Opportunity Zone Fund LP | 1769790 | 08/15/2019 | D/A | $30,000,000 | $21,833,345 |
| DEMPSEY LORD SMITH, LLC | 141238 | Mill Green Opportunity Fund IV, LLC | 1702797 | 03/19/2018 | D/A | $40,000,000 | $21,345,567 |
| DEMPSEY LORD SMITH, LLC | 141238 | Atlas Growth Partners, L.P. | 1572702 | 05/27/2014 | D/A | $500,000,000 | $21,223,180 |
| DEMPSEY LORD SMITH, LLC | 141238 | CPA Cue Luxury Apartments DST | 1870753 | 10/27/2021 | D/A | $21,000,000 | $21,000,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 02/27/2015 | D/A | $25,000,000 | $20,650,826 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 02/02/2015 | D/A | $25,000,000 | $20,625,826 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 01/12/2015 | D/A | $25,000,000 | $20,575,826 |