Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | Capitol Opportunity Zone Fund LP | 1769790 | 04/26/2019 | D/A | $30,000,000 | $6,436,980 |
| DEMPSEY LORD SMITH, LLC | 141238 | Capitol Opportunity Zone Fund LP | 1769790 | 05/06/2019 | D/A | $30,000,000 | $6,436,980 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 07/09/2013 | D/A | $25,000,000 | $6,424,540 |
| DEMPSEY LORD SMITH, LLC | 141238 | DLS Financial, LLC | 1498161 | 01/02/2015 | D/A | $6,200,000 | $6,200,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | MCI Preferred Income Fund IV, LLC | 1774415 | 03/16/2020 | D/A | $500,000,000 | $5,882,536 |
| DEMPSEY LORD SMITH, LLC | 141238 | Ohoopee Investments LLC | 1796972 | 12/23/2019 | D/A | $5,909,400 | $5,866,706 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 06/26/2013 | D/A | $25,000,000 | $5,839,540 |
| DEMPSEY LORD SMITH, LLC | 141238 | Wahoo River Investments, LLC | 1726789 | 12/29/2017 | D | $5,801,400 | $5,801,400 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 06/13/2013 | D/A | $25,000,000 | $5,773,750 |
| DEMPSEY LORD SMITH, LLC | 141238 | ARCTRUST III, Inc. | 1756823 | 02/04/2019 | D/A | $30,000,000 | $5,509,703 |