Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | Pine Flats Investments LLC | 1783368 | 08/26/2019 | D/A | $9,163,000 | $9,163,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Vibrant Minerals Investments, LLC | 1676733 | 11/14/2016 | D/A | $9,147,600 | $9,147,600 |
| DEMPSEY LORD SMITH, LLC | 141238 | Vibrant Minerals Investments, LLC | 1676733 | 11/15/2016 | D/A | $9,147,600 | $9,147,600 |
| DEMPSEY LORD SMITH, LLC | 141238 | Vibrant Minerals Investments, LLC | 1676733 | 11/18/2016 | D/A | $9,147,600 | $9,147,600 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sixty West O4W Opportunity Fund, LLC | 1767413 | 08/15/2019 | D/A | $35,000,000 | $9,127,952 |
| DEMPSEY LORD SMITH, LLC | 141238 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sixty West O4W Opportunity Fund, LLC | 1767413 | 07/17/2019 | D/A | $35,000,000 | $8,827,952 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 10/31/2013 | D/A | $25,000,000 | $8,712,560 |
| DEMPSEY LORD SMITH, LLC | 141238 | LSC-GLENMONT ABBEY 55 PLUS MULTIFAMILY, DST | 1781251 | 11/19/2019 | D/A | $14,260,000 | $8,684,409 |
| DEMPSEY LORD SMITH, LLC | 141238 | Pitts Chapel Investments, LLC | 1829539 | 11/09/2020 | D | $8,663,200 | $8,661,580 |