Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | Sovereign Fund II, LLC | 1781097 | 07/02/2020 | D/A | Indefinite | $14,649,620 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 03/27/2014 | D/A | $25,000,000 | $14,607,576 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 03/11/2014 | D/A | $25,000,000 | $14,507,576 |
| DEMPSEY LORD SMITH, LLC | 141238 | Reno Student Housing, DST | 1693883 | 06/14/2017 | D/A | $42,471,000 | $14,482,195 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sovereign Distressed RE Fund III, LLC | 1811543 | 02/25/2021 | D/A | Indefinite | $14,454,167 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 03/03/2014 | D/A | $25,000,000 | $14,327,576 |
| DEMPSEY LORD SMITH, LLC | 141238 | LSC-GLENMONT ABBEY 55 PLUS MULTIFAMILY, DST | 1781251 | 03/02/2020 | D/A | $14,260,000 | $14,260,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sixty West O4W Opportunity Fund, LLC | 1767413 | 12/18/2019 | D/A | $35,000,000 | $14,151,905 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 02/12/2014 | D/A | $25,000,000 | $14,111,576 |
| DEMPSEY LORD SMITH, LLC | 141238 | Mill Green Opportunity Fund IV, LLC | 1702797 | 11/22/2017 | D/A | $40,000,000 | $13,925,597 |