Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | MCI Preferred Income Fund II, LLC | 1713236 | 04/06/2018 | D/A | $200,000,000 | $17,587,404 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sovereign Fund II, LLC | 1781097 | 02/25/2021 | D/A | Indefinite | $17,542,966 |
| DEMPSEY LORD SMITH, LLC | 141238 | MCI PREFERRED INCOME FUND VI, LLC | 1903367 | 04/26/2023 | D/A | $500,000,000 | $17,441,091 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sovereign Distressed RE Fund III, LLC | 1811543 | 12/09/2021 | D/A | Indefinite | $17,426,367 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 07/29/2014 | D/A | $25,000,000 | $17,388,076 |
| DEMPSEY LORD SMITH, LLC | 141238 | Reno Student Housing, DST | 1693883 | 06/26/2017 | D/A | $42,471,000 | $17,380,095 |
| DEMPSEY LORD SMITH, LLC | 141238 | Mill Green Opportunity Fund VI, LLC | 1782881 | 07/31/2020 | D/A | $60,000,000 | $17,264,490 |
| DEMPSEY LORD SMITH, LLC | 141238 | Sixty West O4W Opportunity Fund, LLC | 1767413 | 01/08/2020 | D/A | $35,000,000 | $17,177,905 |
| DEMPSEY LORD SMITH, LLC | 141238 | Waveland Resource Partners VI, LP | 1869565 | 07/12/2022 | D/A | $100,000,000 | $17,081,794 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 07/09/2014 | D/A | $25,000,000 | $16,903,076 |