Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | MH Ventures 2019-1, LLC | 1777188 | 06/10/2020 | D/A | $24,770,000 | $11,910,100 |
| DEMPSEY LORD SMITH, LLC | 141238 | Tiburon Saltwater Reclamation Fund I, LLC | 1517582 | 08/26/2013 | D/A | $50,000,000 | $11,851,104 |
| DEMPSEY LORD SMITH, LLC | 141238 | CX Evergreens at Mahan, DST | 1842343 | 02/19/2021 | D/A | $33,792,545 | $11,822,686 |
| DEMPSEY LORD SMITH, LLC | 141238 | Tiburon Saltwater Reclamation Fund I, LLC | 1517582 | 07/02/2013 | D/A | $50,000,000 | $11,813,393 |
| DEMPSEY LORD SMITH, LLC | 141238 | Waveland Resource Partners VI, LP | 1869565 | 06/10/2022 | D/A | $100,000,000 | $11,764,356 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 11/29/2013 | D/A | $25,000,000 | $11,727,560 |
| DEMPSEY LORD SMITH, LLC | 141238 | Bakken Income Fund LLC | 1534460 | 11/12/2013 | D/A | $25,000,000 | $11,577,560 |
| DEMPSEY LORD SMITH, LLC | 141238 | Newtown Road Investments, L.P. | 1958049 | 12/14/2022 | D | $11,593,400 | $11,493,001 |
| DEMPSEY LORD SMITH, LLC | 141238 | MCI Preferred Equity Fund, LLC | 1656338 | 09/30/2016 | D/A | $100,000,000 | $11,339,920 |
| DEMPSEY LORD SMITH, LLC | 141238 | MH Ventures Fund II, Inc. | 1829531 | 07/01/2021 | D/A | $300,000,000 | $11,288,000 |