Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | MCG Madison Ridge Investors Pref, LLC | 1817612 | 07/24/2020 | D | $8,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Ashburn Creek Fault LP | 1826515 | 09/29/2020 | D | $4,350,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff DLV QOZ Fund, LLC | 1830932 | 01/08/2021 | D/A | $186,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff DLV QOZ Fund, LLC | 1830932 | 06/11/2021 | D/A | $186,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff Fund VII, LP | 1868103 | 10/01/2021 | D/A | $50,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff Fund VII, LP | 1868103 | 10/29/2021 | D/A | $50,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff Fund VII, LP | 1868103 | 12/06/2021 | D/A | $50,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff Fund VII, LP | 1868103 | 12/09/2021 | D/A | $50,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff Fund VII, LP | 1868103 | 12/14/2021 | D/A | $50,000,000 | $0 |
| DEMPSEY LORD SMITH, LLC | 141238 | Shopoff Fund VII, LP | 1868103 | 12/20/2021 | D/A | $50,000,000 | $0 |