Broker-Dealers on SEC Form D for DEMPSEY LORD SMITH, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 116 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
DEMPSEY LORD SMITH, LLC	141238	Hazel Hollow Capital Investments LLC	1762614	12/21/2018	D	$3,118,500	$0
DEMPSEY LORD SMITH, LLC	141238	Fishpond Investments, LLC	1746793	01/16/2019	D/A	$5,154,800	$0
DEMPSEY LORD SMITH, LLC	141238	Mulberry Capital Investments LLC	1757540	01/15/2019	D/A	$4,057,200	$0
DEMPSEY LORD SMITH, LLC	141238	Ellisville Capital Investments LLC	1760191	01/15/2019	D/A	$4,684,400	$0
DEMPSEY LORD SMITH, LLC	141238	Norcave Capital Investments LLC	1760203	01/15/2019	D/A	$15,876,000	$0
DEMPSEY LORD SMITH, LLC	141238	Anderson Forest Capital Investments LLC	1761286	01/15/2019	D/A	$6,869,800	$0
DEMPSEY LORD SMITH, LLC	141238	Hazel Hollow Capital Investments LLC	1762614	01/15/2019	D/A	$3,118,500	$0
DEMPSEY LORD SMITH, LLC	141238	Pine Flats Investments LLC	1783368	07/26/2019	D/A	$9,163,000	$0
DEMPSEY LORD SMITH, LLC	141238	Pine Flats Investments LLC	1783368	07/25/2019	D	$9,163,000	$0
DEMPSEY LORD SMITH, LLC	141238	Norwood Capital Investments LLC	1786678	08/30/2019	D	$7,183,400	$0

116 Results

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