Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | 141238 | S.T.L. Resources Drilling Fund D, L.P. | 1946235 | 09/12/2022 | D | $75,000,000 | $985,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Waypoint Development Fund, LLC | 1772694 | 04/07/2020 | D/A | $50,000,000 | $921,150 |
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton Black River III, LP | 1744740 | 07/26/2018 | D/A | $7,000,000 | $906,485 |
| DEMPSEY LORD SMITH, LLC | 141238 | S.T.L. Resources Drilling Fund C, L.P. | 1879322 | 08/25/2021 | D | $40,000,000 | $733,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | ARCTRUST, Inc. | 1480970 | 12/15/2021 | D/A | $50,000,000 | $700,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | ARCTRUST, Inc. | 1480970 | 05/04/2022 | D/A | $50,000,000 | $700,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Trenton Black River III, LP | 1744740 | 07/16/2018 | D/A | $7,000,000 | $623,835 |
| DEMPSEY LORD SMITH, LLC | 141238 | Mill Green Opportunity Fund V, LLC | 1742377 | 07/13/2018 | D/A | $40,000,000 | $575,000 |
| DEMPSEY LORD SMITH, LLC | 141238 | Tiburon Saltwater Reclamation Fund II, LLC | 1605645 | 06/02/2014 | D/A | $25,000,000 | $566,500 |
| DEMPSEY LORD SMITH, LLC | 141238 | DLS Financial, LLC | 1498161 | 08/04/2010 | D | $8,485,000 | $550,000 |