| COURTLANDT SECURITIES CORPORATION | 137356 | BR Four Corners Orlando, DST | 1668179 | 03/03/2016 | D | $16,421,134 | $133,455 |
| COURTLANDT SECURITIES CORPORATION | 137356 | Cottonwood Residential O.P., LP | 1480126 | 10/16/2014 | D | Indefinite | $100,000 |
| COURTLANDT SECURITIES CORPORATION | 137356 | BR Riverside, DST | 1680781 | 08/03/2016 | D | $26,454,298 | $77,500 |
| COURTLANDT SECURITIES CORPORATION | 137356 | Atlas Resources Series 30-2011 L.P. | 1515415 | 06/13/2011 | D/A | $100,000,000 | $0 |
| COURTLANDT SECURITIES CORPORATION | 137356 | Atlas Resources Series 30-2011 L.P. | 1515415 | 06/06/2011 | D | $100,000,000 | $0 |
| COURTLANDT SECURITIES CORPORATION | 137356 | Atlas Resources Series 31-2011 L.P. | 1531849 | 11/15/2011 | D | $100,000,000 | $0 |
| COURTLANDT SECURITIES CORPORATION | 137356 | RK Opportunity Fund III, LLC | 1580662 | 07/05/2013 | D | $50,000,000 | $0 |
| COURTLANDT SECURITIES CORPORATION | 137356 | RK Northern Greens Apartments, LLC | 1608787 | 06/10/2014 | D | $12,685,909 | $0 |
| COURTLANDT SECURITIES CORPORATION | 137356 | RK Ravello Townhomes, LLC | 1619343 | 09/12/2014 | D | $9,916,875 | $0 |
| COURTLANDT SECURITIES CORPORATION | 137356 | RK Azure Creek, LLC | 1632185 | 02/02/2015 | D | $13,746,561 | $0 |
