| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | GB SCIENCES INC | 1165320 | 10/24/2018 | D | $5,000,000 | $5,000,000 |
| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | RedHill Biopharma Ltd. | 1553846 | 11/22/2021 | D | $10,000,000 | $5,000,000 |
| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | PROVECTUS PHARMACEUTICALS INC | 315545 | 05/05/2011 | D | $5,000,000 | $4,615,300 |
| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | PROVECTUS PHARMACEUTICALS INC | 315545 | 08/07/2009 | D/A | $4,507,176 | $4,507,176 |
| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | Turnpoint Medical Devices, Inc. | 1616322 | 05/06/2016 | D/A | $10,500,000 | $4,491,250 |
| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | Ipsidy Inc. | 1534154 | 04/05/2017 | D | $4,000,000 | $4,000,000 |
| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | GB SCIENCES INC | 1165320 | 11/28/2017 | D | $6,500,000 | $3,895,000 |
| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | Postern Gate Ventures, LLC | 1918781 | 04/11/2022 | D | $25,000,000 | $3,675,000 |
| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | AeroVanti, Inc. | 1860366 | 07/13/2022 | D | $9,275,000 | $3,633,375 |
| NETWORK 1 FINANCIAL SECURITIES INC. | 13577 | Alexander Capital Ventures LLC | 1682558 | 07/27/2021 | D | $3,613,426 | $3,613,426 |
