Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 11/09/2018 | D/A | $100,000,000 | $669,000 |
| NI ADVISORS | 134502 | InvestX Growth Equity IV-US (QP) LP | 1965687 | 02/24/2023 | D/A | Indefinite | $570,000 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 10/26/2018 | D/A | $100,000,000 | $462,781 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 10/26/2018 | D/A | $100,000,000 | $462,781 |
| NI ADVISORS | 134502 | Waveland Resource Partners V, L.P. | 1750064 | 11/13/2018 | D/A | $100,000,000 | $385,000 |
| NI ADVISORS | 134502 | Waveland Resource Partners V, L.P. | 1750064 | 11/09/2018 | D/A | $100,000,000 | $310,000 |
| NI ADVISORS | 134502 | Waveland Resource Partners V, L.P. | 1750064 | 10/09/2018 | D/A | $100,000,000 | $30,000 |
| NI ADVISORS | 134502 | Atlas Resources Series 32-2012 L.P. | 1542471 | 05/15/2012 | D | $100,000,000 | $0 |
| NI ADVISORS | 134502 | Atlas Resources Series 33-2013 L.P. | 1570597 | 04/30/2013 | D | $200,000,000 | $0 |
| NI ADVISORS | 134502 | Atlas Growth Partners, L.P. | 1572702 | 05/28/2013 | D | $300,000,000 | $0 |