Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 12/13/2018 | D/A | $100,000,000 | $2,510,137 |
| NI ADVISORS | 134502 | Waveland Resource Partners V, L.P. | 1750064 | 12/10/2018 | D/A | $100,000,000 | $2,345,000 |
| NI ADVISORS | 134502 | MCI Preferred Income Fund IV, LLC | 1774415 | 01/23/2020 | D/A | $500,000,000 | $1,927,500 |
| NI ADVISORS | 134502 | Waveland Resource Partners V, L.P. | 1750064 | 11/19/2018 | D/A | $100,000,000 | $1,215,000 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 11/09/2018 | D/A | $100,000,000 | $669,000 |
| NI ADVISORS | 134502 | InvestX Growth Equity IV-US (QP) LP | 1965687 | 02/24/2023 | D/A | Indefinite | $570,000 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 10/26/2018 | D/A | $100,000,000 | $462,781 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 10/26/2018 | D/A | $100,000,000 | $462,781 |
| NI ADVISORS | 134502 | Waveland Resource Partners V, L.P. | 1750064 | 11/13/2018 | D/A | $100,000,000 | $385,000 |
| NI ADVISORS | 134502 | Waveland Resource Partners V, L.P. | 1750064 | 11/09/2018 | D/A | $100,000,000 | $310,000 |