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Broker-Dealers on SEC Form D for NI ADVISORS

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 42 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
NI ADVISORS134502Shopoff Opportunity Fund VI, L.P.174503706/11/2020D/A$100,000,000$20,213,526
NI ADVISORS134502Shopoff Opportunity Fund VI, L.P.174503706/19/2020D/A$100,000,000$20,213,526
NI ADVISORS134502Shopoff Opportunity Fund VI, L.P.174503707/10/2020D/A$100,000,000$20,213,526
NI ADVISORS134502Shopoff Opportunity Fund VI, L.P.174503707/22/2020D/A$100,000,000$20,213,526
NI ADVISORS134502Shopoff Opportunity Fund VI, L.P.174503707/24/2020D/A$100,000,000$20,213,526
NI ADVISORS134502Shopoff Opportunity Fund VI, L.P.174503708/05/2020D/A$100,000,000$20,213,526
NI ADVISORS134502Strategic Wireless Infrastructure Fund, LLC176684502/03/2020D/A$100,000,000$19,345,094
NI ADVISORS134502Mewbourne Energy Partners 18-A, L.P.173917107/16/2018D/A$120,000,000$19,180,000
NI ADVISORS134502Shopoff Opportunity Fund VI, L.P.174503702/24/2020D/A$100,000,000$18,861,364
NI ADVISORS134502MCI PREFERRED INCOME FUND VI, LLC190336706/09/2023D/A$500,000,000$18,781,091

42 Results

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