Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NI ADVISORS | 134502 | Atlas Resources Series 32-2012 L.P. | 1542471 | 08/20/2012 | D/A | $250,000,000 | $4,726,800 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 02/01/2019 | D/A | $100,000,000 | $4,409,737 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 03/13/2019 | D/A | $100,000,000 | $4,409,737 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 03/15/2019 | D/A | $100,000,000 | $4,409,737 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 04/04/2019 | D/A | $100,000,000 | $4,409,737 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 04/18/2019 | D/A | $100,000,000 | $4,409,737 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 01/04/2019 | D/A | $100,000,000 | $3,955,637 |
| NI ADVISORS | 134502 | Waveland Resource Partners V, L.P. | 1750064 | 01/10/2019 | D/A | $100,000,000 | $3,685,000 |
| NI ADVISORS | 134502 | Atlas Growth Partners, L.P. | 1572702 | 10/31/2013 | D/A | $300,000,000 | $3,249,350 |
| NI ADVISORS | 134502 | Legendary A-1 Bonds, LLC | 1811927 | 11/20/2020 | D/A | $50,000,000 | $3,188,110 |