Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 10/25/2018 | D/A | $100,000,000 | $0 |
| NI ADVISORS | 134502 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 10/26/2018 | D/A | $100,000,000 | $0 |
| NI ADVISORS | 134502 | VERTIMASS, LLC | 1691513 | 01/29/2021 | D/A | $6,000,000 | $0 |
| NI ADVISORS | 134502 | Whittier Apartment Investors, LLC | 1832287 | 03/10/2021 | D/A | $8,227,391 | $0 |
| NI ADVISORS | 134502 | VERTIMASS, LLC | 1691513 | 05/27/2021 | D/A | $6,000,000 | $0 |
| NI ADVISORS | 134502 | Shopoff DLV QOZ Fund, LLC | 1830932 | 05/31/2022 | D/A | $186,000,000 | $0 |
| NI ADVISORS | 134502 | Shopoff DLV QOZ Fund, LLC | 1830932 | 06/03/2022 | D/A | $186,000,000 | $0 |
| NI ADVISORS | 134502 | Shopoff DLV QOZ Fund, LLC | 1830932 | 06/07/2022 | D/A | $186,000,000 | $0 |
| NI ADVISORS | 134502 | Shopoff DLV QOZ Fund, LLC | 1830932 | 07/15/2022 | D/A | $186,000,000 | $0 |
| NI ADVISORS | 134502 | Peak 7 Leasehold Income I, LLC | 1938598 | 07/27/2022 | D | $50,000,000 | $0 |