Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| RAINMAKER SECURITIES, LLC | 132995 | Super League Gaming, Inc. | 1621672 | 07/18/2017 | D/A | $15,000,000 | $0 |
| RAINMAKER SECURITIES, LLC | 132995 | AIR U.S. Life Fund II, LP | 1819150 | 07/24/2020 | D | Indefinite | $0 |
| RAINMAKER SECURITIES, LLC | 132995 | Novascan Inc. | 1711300 | 10/25/2021 | D | $8,000,000 | $0 |
| RAINMAKER SECURITIES, LLC | 132995 | BGE 6550 LLC | 1900319 | 12/23/2021 | D | $5,000,000 | $0 |
| RAINMAKER SECURITIES, LLC | 132995 | Novascan Inc. | 1711300 | 11/29/2022 | D | $3,000,000 | $0 |
| RAINMAKER SECURITIES, LLC | 132995 | TBC DRAGON INVESTMENTS VII, L.P. | 1939347 | 12/07/2022 | D | Indefinite | $0 |
| RAINMAKER SECURITIES, LLC | 132995 | FLEx Lighting II, LLC | 1588282 | 08/24/2018 | D | $4,000,000 | $0 |
| RAINMAKER SECURITIES, LLC | 132995 | AIR U.S. Life Fund IV, LP | 1800675 | 01/22/2020 | D | Indefinite | $0 |
| RAINMAKER SECURITIES, LLC | 132995 | Luxembourg Life Fund II, Absolute Return Fund II | 1802055 | 02/06/2020 | D | Indefinite | $0 |
| RAINMAKER SECURITIES, LLC | 132995 | Sundance Bay MHC Impact, LLC | 1817316 | 09/18/2020 | D/A | $25,000,000 | $0 |