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Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 14,477 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
ARES MANAGEMENT CAPITAL MARKETS LLC166219Ares Senior Direct Lending Fund (Cayman) II-A, L.P.186656606/24/2021DIndefinite$4,997,000,000
GOLDMAN, SACHS & CO.361Ares Senior Direct Lending Fund (Cayman) II-A, L.P.186656606/24/2021DIndefinite$4,997,000,000
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC136113RIEF Strategic Partners Fund LLC150965001/17/2019D/AIndefinite$4,995,557,683
ENTRUST GLOBAL SECURITIES LLC146443ENTRUST CAPITAL DIVERSIFIED FUND QP LTD142384310/03/2013D/AIndefinite$4,994,948,064
CAIS CAPITAL LLC154512MAVERICK FUND USA LTD91344603/25/2020D/AIndefinite$4,992,711,874
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MAVERICK FUND USA LTD91344603/25/2020D/AIndefinite$4,992,711,874
UBS FINANCIAL SERVICES INC.8174MAVERICK FUND USA LTD91344603/25/2020D/AIndefinite$4,992,711,874
LYNCH & ASSOCIATES140762ZALICO Variable Series I Separate Account148741706/28/2022D/AIndefinite$4,985,883,852
WELLS FARGO ADVISORS, LLC19616ZALICO Variable Series I Separate Account148741706/28/2022D/AIndefinite$4,985,883,852
BENEFIT FINANCE SECURITIES, LLC45113ZALICO Variable Series I Separate Account148741706/28/2022D/AIndefinite$4,985,883,852

14,477 Results

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