| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | PENN CONVERTIBLE FUND LP | 1460893 | 12/14/2018 | D/A | Indefinite | $9,466,476 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Crowne at Old Town North, Limited Partnership | 1723782 | 03/14/2018 | D/A | $18,066,044 | $9,451,000 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | PENN DIVERSIFIED MICRO CAP EQUITY FUND LP | 1461084 | 12/14/2018 | D/A | Indefinite | $9,407,322 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Leland Forest Holdings, LLC | 1589882 | 12/30/2013 | D/A | $9,344,200 | $9,344,200 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Long Bay Marina Holdings, LLC | 1626709 | 01/08/2015 | D/A | $9,547,335 | $9,303,268 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Turkey Creek Resort Holdings, LLC | 1722270 | 12/20/2017 | D/A | $9,278,872 | $9,278,872 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | MDS 2012-Marcellus Shale Development, LP | 1546309 | 01/24/2013 | D/A | $100,000,000 | $9,235,161 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | WNC Tax Credits 38, LLC | 1471106 | 04/08/2011 | D/A | $15,000,000 | $9,164,580 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Cypress Income Fund 9, LLC | 1446730 | 09/03/2009 | D/A | $20,000,000 | $9,142,740 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |
