Broker-Dealers on SEC Form D for THE STRATEGIC FINANCIAL ALLIANCE, INC.

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Displaying 10 out of 98 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	ALTEGRIS WINTON FUTURES FUND LP	1198415	05/03/2011	D/A	Indefinite	$874,519,363
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	WINTON FUTURES FUND LP (US)	1198415	09/14/2010	D/A	Indefinite	$770,133,813
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	Griffin Capital Qualified Opportunity Zone Fund II, L.P.	1830097	01/05/2022	D/A	$582,998,205	$582,998,205
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	Griffin Capital Qualified Opportunity Zone Fund II, L.P.	1830097	11/10/2021	D/A	$546,576,288	$546,576,288
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	Penn Capital Defensive High Yield Fund, L.P.	1303678	04/26/2021	D/A	Indefinite	$535,582,446
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	Penn Capital Defensive High Yield Fund, L.P.	1303678	12/09/2019	D/A	Indefinite	$525,712,446
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	Griffin Capital Qualified Opportunity Zone Fund II, L.P.	1830097	10/28/2021	D/A	$525,122,312	$525,122,312
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	Penn Capital Defensive High Yield Fund, L.P.	1303678	12/14/2018	D/A	Indefinite	$523,828,121
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	Griffin Capital Qualified Opportunity Zone Fund, L.P.	1773819	10/14/2020	D/A	$459,037,282	$459,037,282
THE STRATEGIC FINANCIAL ALLIANCE, INC.	126514	Griffin Capital Qualified Opportunity Zone Fund, L.P.	1773819	09/24/2020	D/A	$452,844,768	$452,844,768