Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Shopoff Secured 9 PCT Interest Fund, LLC | 1974763 | 05/05/2023 | D/A | $5,000,000 | $0 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Sovereign Fund IV, LLC | 1974853 | 05/22/2023 | D | $50,000,000 | $0 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Sovereign Fund IV Blocker, LLC | 1974865 | 05/22/2023 | D | $50,000,000 | $0 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Shopoff OC Development Fund, LLC | 1937855 | 05/24/2023 | D/A | $31,000,000 | $0 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Shopoff OC Development Fund, LLC | 1937855 | 05/26/2023 | D/A | $36,000,000 | $0 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Shopoff OC Development Fund, LLC | 1937855 | 05/31/2023 | D/A | $36,000,000 | $0 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Shopoff OC Development Fund, LLC | 1937855 | 06/06/2023 | D/A | $36,000,000 | $0 |
| THE STRATEGIC FINANCIAL ALLIANCE, INC. | 126514 | Shopoff OC Development Fund, LLC | 1937855 | 06/23/2023 | D/A | $36,000,000 | $0 |