Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WELLS FARGO SECURITIES, LLC | 126292 | Industrious National Management Co LLC | 1680969 | 10/08/2019 | D | $79,999,998 | $79,869,990 |
| WELLS FARGO SECURITIES, LLC | 126292 | Industrious National Management Co LLC | 1680969 | 03/30/2022 | D/A | $79,999,998 | $79,869,990 |
| WELLS FARGO SECURITIES, LLC | 126292 | Rhode Island Economic Development Corp | 1504490 | 11/04/2010 | D | $75,000,000 | $75,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | Rubicon Global Holdings, LLC | 1543263 | 07/03/2017 | D/A | $74,999,991 | $74,999,991 |
| WELLS FARGO SECURITIES, LLC | 126292 | MEI Pharma, Inc. | 1262104 | 05/30/2018 | D | $74,999,990 | $74,999,990 |
| WELLS FARGO SECURITIES, LLC | 126292 | Rubicon Global Holdings, LLC | 1543263 | 08/28/2017 | D/A | $74,999,991 | $74,399,930 |
| WELLS FARGO SECURITIES, LLC | 126292 | WGL HOLDINGS INC | 1103601 | 05/21/2021 | D/A | $350,000,000 | $72,500,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | WGL HOLDINGS INC | 1103601 | 05/21/2020 | D/A | $350,000,000 | $68,740,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | COLONIAL GAS CO | 60653 | 04/13/2012 | D | $50,000,000 | $50,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | Rubicon Global Holdings, LLC | 1543263 | 09/29/2017 | D/A | $99,999,967 | $49,999,981 |