Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WELLS FARGO SECURITIES, LLC | 126292 | ERAC USA Finance LLC | 1364253 | 10/25/2012 | D | $500,000,000 | $500,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | ERAC USA Finance LLC | 1364253 | 08/02/2013 | D | $500,000,000 | $500,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | ERAC USA Finance LLC | 1364253 | 05/28/2014 | D | $500,000,000 | $500,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | CARLYLE GLOBAL MARKET STRATEGIES CLO 2011-1, LTD. | 1528996 | 09/26/2011 | D | Indefinite | $494,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | MCCORMICK & CO INC | 63754 | 11/02/2009 | D/A | $1,000,000,000 | $492,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | HAWAIIAN ELECTRIC CO INC | 46207 | 05/01/2012 | D | $417,000,000 | $417,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | INTERCONTINENTALEXCHANGE INC | 1174746 | 11/15/2011 | D | $400,000,000 | $400,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | MCCORMICK & CO INC | 63754 | 08/14/2012 | D/A | $1,000,000,000 | $390,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | Scottrade Financial Services, Inc. | 1525994 | 07/18/2011 | D | $375,000,000 | $375,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | WGL HOLDINGS INC | 1103601 | 05/14/2018 | D/A | $650,000,000 | $334,000,000 |