Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WELLS FARGO SECURITIES, LLC | 126292 | ERAC USA Finance LLC | 1364253 | 10/25/2012 | D | $250,000,000 | $250,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | LBA/PPF Industrial, LLC | 1520657 | 05/26/2011 | D | Indefinite | $200,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | NBCUniversal Media, LLC | 902739 | 09/12/2011 | D | Indefinite | $175,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | Lumos Networks Corp. | 1520744 | 08/18/2015 | D | $150,000,000 | $150,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | American Midstream Partners, LP | 1513965 | 08/28/2014 | D | $119,291,349 | $119,291,349 |
| WELLS FARGO SECURITIES, LLC | 126292 | Woodward, Inc. | 108312 | 10/15/2013 | D | $250,000,000 | $100,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | IQHQ, Inc. | 1793573 | 09/09/2020 | D | $742,182,839 | $92,908,384 |
| WELLS FARGO SECURITIES, LLC | 126292 | Industrious National Management Co LLC | 1680969 | 10/08/2019 | D | $79,999,998 | $79,869,990 |
| WELLS FARGO SECURITIES, LLC | 126292 | Rhode Island Economic Development Corp | 1504490 | 11/04/2010 | D | $75,000,000 | $75,000,000 |
| WELLS FARGO SECURITIES, LLC | 126292 | MEI Pharma, Inc. | 1262104 | 05/30/2018 | D | $74,999,990 | $74,999,990 |