Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
WELLS FARGO SECURITIES, LLC | 126292 | Lumos Networks Corp. | 1520744 | 08/18/2015 | D | $150,000,000 | $150,000,000 |
WELLS FARGO SECURITIES, LLC | 126292 | American Midstream Partners, LP | 1513965 | 08/28/2014 | D | $119,291,349 | $119,291,349 |
WELLS FARGO SECURITIES, LLC | 126292 | Rubicon Global Holdings, LLC | 1543263 | 05/11/2018 | D/A | $139,999,973 | $116,599,960 |
WELLS FARGO SECURITIES, LLC | 126292 | Woodward, Inc. | 108312 | 10/15/2013 | D | $250,000,000 | $100,000,000 |