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Broker-Dealers on SEC Form D for WELLS FARGO SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 4 out of 4 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
WELLS FARGO SECURITIES, LLC126292SCJREP IV LOAN FUND, L.P.148349402/05/2010D$200,000,000$20,050,000
WELLS FARGO SECURITIES, LLC126292Enovix Corp139194704/05/2017D$20,000,000$18,010,000
WELLS FARGO SECURITIES, LLC126292Highpeak Investment LP190430202/07/2022DIndefinite$15,000,000
WELLS FARGO SECURITIES, LLC126292X3 Higher Moment Offshore Fund LP190480602/07/2022DIndefinite$15,000,000

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