Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
WELLS FARGO SECURITIES, LLC | 126292 | SCJREP IV LOAN FUND, L.P. | 1483494 | 02/05/2010 | D | $200,000,000 | $20,050,000 |
WELLS FARGO SECURITIES, LLC | 126292 | Enovix Corp | 1391947 | 04/05/2017 | D | $20,000,000 | $18,010,000 |
WELLS FARGO SECURITIES, LLC | 126292 | Highpeak Investment LP | 1904302 | 02/07/2022 | D | Indefinite | $15,000,000 |
WELLS FARGO SECURITIES, LLC | 126292 | X3 Higher Moment Offshore Fund LP | 1904806 | 02/07/2022 | D | Indefinite | $15,000,000 |