Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CIM SECURITIES, LLC | 120852 | Stingray Therapeutics, Inc. | 1759143 | 10/13/2020 | D/A | $1,500,000 | $117,272 |
| CIM SECURITIES, LLC | 120852 | Grabbr, Inc. | 1631050 | 08/31/2018 | D | $5,000,000 | $75,000 |
| CIM SECURITIES, LLC | 120852 | Stingray Therapeutics, Inc. | 1759143 | 08/13/2020 | D | $1,500,000 | $52,272 |
| CIM SECURITIES, LLC | 120852 | ADVANCED MEDICAL ISOTOPE Corp | 1449349 | 05/29/2012 | D | $1,000,000 | $50,000 |
| CIM SECURITIES, LLC | 120852 | My Medical Hub Corp | 1797297 | 12/18/2019 | D | $5,000,000 | $25,000 |
| CIM SECURITIES, LLC | 120852 | Maroon Bells of Colorado, Inc | 1480613 | 08/03/2010 | D | $5,000,000 | $0 |
| CIM SECURITIES, LLC | 120852 | Maroon Bells of Colorado, Inc | 1480613 | 08/12/2010 | D | $5,000,000 | $0 |
| CIM SECURITIES, LLC | 120852 | Maroon Bells of Colorado, Inc | 1480613 | 01/31/2011 | D | $5,000,010 | $0 |
| CIM SECURITIES, LLC | 120852 | Cynergy Healthcare Investors Emerging Bridge LLC | 1528598 | 08/29/2011 | D | $15,000,000 | $0 |
| CIM SECURITIES, LLC | 120852 | One King Entertainment, Inc | 1587408 | 10/31/2013 | D | $2,000,000 | $0 |