Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CIM SECURITIES, LLC | 120852 | AnaBios Corp | 1517420 | 06/03/2016 | D/A | $8,385,556 | $5,128,808 |
| CIM SECURITIES, LLC | 120852 | AnaBios Corp | 1517420 | 06/01/2016 | D | $8,385,556 | $5,128,808 |
| CIM SECURITIES, LLC | 120852 | Neumentum, Inc. | 1720959 | 05/25/2018 | D | $10,000,000 | $5,000,000 |
| CIM SECURITIES, LLC | 120852 | Bond Biosciences, Inc. | 1824224 | 12/08/2020 | D/A | $6,000,000 | $4,999,991 |
| CIM SECURITIES, LLC | 120852 | Rezolute, Inc. | 1509261 | 04/24/2018 | D/A | $6,000,000 | $4,800,000 |
| CIM SECURITIES, LLC | 120852 | GENEOS Therapeutics, Inc. | 1769177 | 02/27/2019 | D | $10,499,993 | $4,499,998 |
| CIM SECURITIES, LLC | 120852 | AntriaBio, Inc. | 1509261 | 03/22/2016 | D/A | $16,709,995 | $4,347,615 |
| CIM SECURITIES, LLC | 120852 | RELMADA THERAPEUTICS, INC. | 1553643 | 05/16/2019 | D | $10,000,000 | $3,414,505 |
| CIM SECURITIES, LLC | 120852 | Response Pharmaceuticals, Inc. | 1913970 | 03/01/2022 | D | $6,000,000 | $3,225,000 |
| CIM SECURITIES, LLC | 120852 | Bond Biosciences, Inc. | 1824224 | 11/04/2020 | D | $6,000,000 | $3,065,409 |