Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CIM SECURITIES, LLC | 120852 | Applied Therapeutics Inc. | 1697532 | 02/08/2017 | D | $7,000,000 | $6,067,875 |
| CIM SECURITIES, LLC | 120852 | MRI INTERVENTIONS, INC. | 1285550 | 09/13/2016 | D | $6,005,000 | $6,005,000 |
| CIM SECURITIES, LLC | 120852 | Betaliq Inc | 1772435 | 04/04/2019 | D | $10,000,000 | $6,001,965 |
| CIM SECURITIES, LLC | 120852 | Betaliq Inc | 1772435 | 07/26/2019 | D/A | $10,000,000 | $6,001,965 |
| CIM SECURITIES, LLC | 120852 | Applied Therapeutics Inc. | 1697532 | 02/20/2018 | D | $6,000,000 | $6,000,000 |
| CIM SECURITIES, LLC | 120852 | Euphrates Vascular, Inc. | 1752992 | 06/01/2021 | D | $7,206,980 | $5,984,167 |
| CIM SECURITIES, LLC | 120852 | AnaBios Corp | 1517420 | 06/21/2017 | D/A | $8,385,556 | $5,753,518 |
| CIM SECURITIES, LLC | 120852 | AntriaBio, Inc. | 1509261 | 07/13/2016 | D | $53,300,000 | $5,362,521 |
| CIM SECURITIES, LLC | 120852 | Centrexion Therapeutics Corp | 1592052 | 05/23/2017 | D | Indefinite | $5,285,000 |
| CIM SECURITIES, LLC | 120852 | Neumentum, Inc. | 1720959 | 10/31/2017 | D | $6,000,000 | $5,260,000 |