Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CIM SECURITIES, LLC | 120852 | SmartSoda Holdings, Inc. | 1792706 | 01/21/2022 | D/A | $600,000 | $600,000 |
| CIM SECURITIES, LLC | 120852 | Stingray Therapeutics, Inc. | 1759143 | 10/13/2020 | D/A | $1,500,000 | $117,272 |
| CIM SECURITIES, LLC | 120852 | Meridian Energy Group, Inc. | 1651538 | 08/02/2018 | D/A | $60,000,000 | $0 |
| CIM SECURITIES, LLC | 120852 | Meridian Energy Group, Inc. | 1651538 | 10/04/2018 | D/A | $60,000,000 | $0 |