Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Viking Therapeutics, Inc. | 1607678 | 06/22/2017 | D | $3,656,038 | $0 |
| MAXIM GROUP LLC | 120708 | Trovagene, Inc. | 1213037 | 07/24/2017 | D | $6,547,512 | $0 |
| MAXIM GROUP LLC | 120708 | Burger Time,Inc. | 1718224 | 09/28/2017 | D | $6,000,000 | $0 |
| MAXIM GROUP LLC | 120708 | Burger Time,Inc. | 1718224 | 11/21/2017 | D/A | $6,000,000 | $0 |
| MAXIM GROUP LLC | 120708 | MAGNEGAS CORP | 1353487 | 09/04/2018 | D | $7,500,000 | $0 |
| MAXIM GROUP LLC | 120708 | Reebonz Holding Ltd | 1752108 | 05/24/2019 | D | Indefinite | $0 |
| MAXIM GROUP LLC | 120708 | SciFluor Life Sciences, Inc. | 1641226 | 09/26/2019 | D | $1,500,000 | $0 |
| MAXIM GROUP LLC | 120708 | Toro Holding Corp. B.V. | 1886787 | 11/03/2021 | D | $3,000,000 | $0 |
| MAXIM GROUP LLC | 120708 | TOP SHIPS INC. | 1296484 | 10/25/2022 | D | $7,240,894 | $0 |
| MAXIM GROUP LLC | 120708 | Atlis Motor Vehicles Inc | 1722969 | 11/22/2022 | D | Indefinite | $0 |