Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Lionbridge Capital, LP | 1811419 | 12/14/2020 | D/A | Indefinite | $2,531,665 |
| MAXIM GROUP LLC | 120708 | Lianluo Smart Ltd | 1474627 | 02/27/2020 | D | $2,450,000 | $2,450,000 |
| MAXIM GROUP LLC | 120708 | NEPHROS INC | 1196298 | 03/27/2017 | D | $2,436,000 | $2,436,000 |
| MAXIM GROUP LLC | 120708 | Edible Garden AG Inc | 1809750 | 01/24/2022 | D/A | $2,400,000 | $2,400,000 |
| MAXIM GROUP LLC | 120708 | REED'S, INC. | 1140215 | 06/03/2016 | D | $2,354,200 | $2,354,200 |
| MAXIM GROUP LLC | 120708 | Lianluo Smart Ltd | 1474627 | 02/21/2020 | D | $2,201,500 | $2,201,500 |
| MAXIM GROUP LLC | 120708 | CHINA SWINE GENETICS, INC. | 724915 | 03/16/2010 | D/A | $2,165,000 | $2,165,000 |
| MAXIM GROUP LLC | 120708 | COPsync, Inc. | 1383154 | 10/08/2014 | D/A | $2,129,310 | $2,069,310 |
| MAXIM GROUP LLC | 120708 | CNS RESPONSE, INC. | 822370 | 09/08/2009 | D | $6,426,000 | $2,043,000 |
| MAXIM GROUP LLC | 120708 | Accure Acne, Inc. | 1698865 | 10/08/2021 | D | $20,000,000 | $2,011,000 |