Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Capnia, Inc. | 1484565 | 07/06/2016 | D | $13,780,000 | $3,151,000 |
| MAXIM GROUP LLC | 120708 | Luxeyard, Inc. | 1493587 | 06/08/2012 | D | $3,116,500 | $3,116,500 |
| MAXIM GROUP LLC | 120708 | Edible Garden AG Inc | 1809750 | 03/23/2022 | D/A | $3,200,000 | $3,100,000 |
| MAXIM GROUP LLC | 120708 | Cellular Biomedicine Group, Inc. | 1378624 | 07/26/2013 | D | $8,000,000 | $3,005,006 |
| MAXIM GROUP LLC | 120708 | BLUE SPHERE CORP. | 1419582 | 12/23/2015 | D | $3,000,000 | $3,000,000 |
| MAXIM GROUP LLC | 120708 | BARFRESH FOOD GROUP INC. | 1487197 | 10/12/2016 | D | $3,000,000 | $3,000,000 |
| MAXIM GROUP LLC | 120708 | WISA TECHNOLOGIES, INC. | 1682149 | 08/25/2022 | D | $3,000,000 | $3,000,000 |
| MAXIM GROUP LLC | 120708 | Luxeyard, Inc. | 1493587 | 05/10/2012 | D | $2,990,000 | $2,990,000 |
| MAXIM GROUP LLC | 120708 | Vedantra Pharmaceuticals, Inc. | 1555192 | 06/05/2018 | D | $3,000,000 | $2,990,000 |
| MAXIM GROUP LLC | 120708 | Vringo Inc | 1410428 | 01/19/2010 | D | $3,000,000 | $2,982,000 |