Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Reebonz Holding Ltd | 1752108 | 09/18/2019 | D | $3,525,000 | $3,525,000 |
| MAXIM GROUP LLC | 120708 | Accure Acne, Inc. | 1698865 | 04/19/2022 | D | $5,000,000 | $3,500,000 |
| MAXIM GROUP LLC | 120708 | Socialwise, Inc. (formerly known as IdeaEdge, Inc) | 1062273 | 11/26/2010 | D | $4,000,000 | $3,455,620 |
| MAXIM GROUP LLC | 120708 | Lianluo Smart Ltd | 1474627 | 03/04/2020 | D | $3,430,000 | $3,430,000 |
| MAXIM GROUP LLC | 120708 | BIOHITECH GLOBAL, INC. | 1590383 | 10/11/2016 | D/A | $15,000,000 | $3,400,000 |
| MAXIM GROUP LLC | 120708 | Arch Therapeutics, Inc. | 1537561 | 06/02/2016 | D | $3,500,000 | $3,390,601 |
| MAXIM GROUP LLC | 120708 | PACIFIC BEACH BIOSCIENCES INC | 1422702 | 03/16/2010 | D/A | $5,500,000 | $3,343,000 |
| MAXIM GROUP LLC | 120708 | Cryoport, Inc. | 1124524 | 09/08/2010 | D | Indefinite | $3,289,701 |
| MAXIM GROUP LLC | 120708 | Adhera Therapeutics, Inc. | 737207 | 07/11/2019 | D | $7,000,000 | $3,239,400 |
| MAXIM GROUP LLC | 120708 | Nacuity Pharmaceuticals, Inc. | 1690279 | 03/30/2021 | D | $11,000,000 | $3,171,000 |