Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | CONTRAFECT Corp | 1478069 | 08/23/2010 | D | $10,000,000 | $4,326,603 |
| MAXIM GROUP LLC | 120708 | Arch Therapeutics, Inc. | 1537561 | 07/19/2022 | D | $4,230,000 | $4,230,000 |
| MAXIM GROUP LLC | 120708 | PAVmed Inc. | 1624326 | 05/01/2020 | D | $4,111,111 | $4,111,111 |
| MAXIM GROUP LLC | 120708 | Siyata Mobile Inc. | 1649009 | 10/20/2022 | D | $4,002,000 | $4,002,000 |
| MAXIM GROUP LLC | 120708 | MEDGENICS, INC. | 1138776 | 11/04/2010 | D | $4,001,500 | $4,001,500 |
| MAXIM GROUP LLC | 120708 | BirchBioMed Inc. | 1670747 | 02/25/2019 | D/A | $10,000,000 | $3,970,550 |
| MAXIM GROUP LLC | 120708 | SkyBell Technologies, Inc. | 1646577 | 03/15/2022 | D | $20,000,000 | $3,950,000 |
| MAXIM GROUP LLC | 120708 | Cryoport, Inc. | 1124524 | 10/28/2010 | D/A | $7,500,000 | $3,872,702 |
| MAXIM GROUP LLC | 120708 | CYTOMEDIX INC | 1091596 | 04/22/2010 | D | $3,650,000 | $3,650,000 |
| MAXIM GROUP LLC | 120708 | 23 Restaurant Holdings, LLC | 1764896 | 01/22/2019 | D | $30,000,000 | $3,600,000 |