Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Celsion CORP | 749647 | 06/08/2015 | D | $5,070,000 | $5,070,000 |
| MAXIM GROUP LLC | 120708 | PREMIER ALLIANCE GROUP, INC. | 1272550 | 03/09/2011 | D | $5,000,000 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | APPLIED DNA SCIENCES INC | 744452 | 11/14/2016 | D | $5,000,000 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | Interpace Diagnostics Group, Inc. | 1054102 | 10/16/2017 | D | $5,000,000 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | Lordstown Motors Corp. | 1793648 | 11/08/2019 | D | $5,000,000 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | Takung Art Co., Ltd | 1491487 | 07/26/2021 | D | $5,000,000 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | Iveda Solutions, Inc. | 1397183 | 08/19/2022 | D | $5,000,001 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | Prima BioMed Ltd | 1506184 | 07/14/2017 | D | $4,999,409 | $4,999,409 |
| MAXIM GROUP LLC | 120708 | VerifyMe, Inc. | 1104038 | 04/22/2022 | D | $4,999,319 | $4,999,319 |
| MAXIM GROUP LLC | 120708 | Aeterna Zentaris Inc. | 1113423 | 10/01/2019 | D | $4,987,500 | $4,987,500 |