Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | IGI LABORATORIES, INC | 352998 | 12/22/2010 | D | $6,600,000 | $6,500,000 |
| MAXIM GROUP LLC | 120708 | RiceBran Technologies | 1063537 | 10/16/2014 | D | $8,000,000 | $6,375,245 |
| MAXIM GROUP LLC | 120708 | LB PHARMACEUTICALS INC. | 1691082 | 12/12/2018 | D | $10,000,000 | $6,326,835 |
| MAXIM GROUP LLC | 120708 | WISA TECHNOLOGIES, INC. | 1682149 | 02/10/2023 | D | $6,229,708 | $6,229,708 |
| MAXIM GROUP LLC | 120708 | Adamis Pharmaceuticals Corp | 887247 | 03/06/2020 | D | $6,090,000 | $6,090,000 |
| MAXIM GROUP LLC | 120708 | Elicio Therapeutics, Inc. | 1555192 | 07/15/2020 | D | $30,000,000 | $6,085,000 |
| MAXIM GROUP LLC | 120708 | VIVEVE MEDICAL, INC. | 879682 | 12/03/2015 | D | $6,001,369 | $6,001,369 |
| MAXIM GROUP LLC | 120708 | PAINREFORM LTD. | 1801834 | 03/19/2021 | D | $6,000,000 | $6,000,000 |
| MAXIM GROUP LLC | 120708 | Summit Wireless Technologies, Inc. | 1682149 | 06/19/2020 | D | $5,801,250 | $5,801,250 |
| MAXIM GROUP LLC | 120708 | Summit Wireless Technologies, Inc. | 1682149 | 06/24/2020 | D | $5,324,400 | $5,324,400 |