Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Real Goods Solar, Inc. | 1425565 | 07/14/2014 | D | $7,006,322 | $7,006,322 |
| MAXIM GROUP LLC | 120708 | Socialwise, Inc. (formerly known as IdeaEdge, Inc) | 1062273 | 06/06/2011 | D | Indefinite | $7,000,000 |
| MAXIM GROUP LLC | 120708 | Elicio Therapeutics, Inc. | 1555192 | 10/15/2019 | D | $7,000,000 | $7,000,000 |
| MAXIM GROUP LLC | 120708 | LB PHARMACEUTICALS INC | 1691082 | 11/01/2022 | D | $10,000,000 | $6,925,000 |
| MAXIM GROUP LLC | 120708 | BIOLASE, INC | 811240 | 06/12/2020 | D | $6,912,000 | $6,912,000 |
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 04/15/2016 | D | Indefinite | $6,905,000 |
| MAXIM GROUP LLC | 120708 | Cerecor Inc. | 1534120 | 09/06/2013 | D | $10,000,000 | $6,805,883 |
| MAXIM GROUP LLC | 120708 | Stellar Biotechnologies, Inc. | 1540159 | 07/21/2016 | D | $6,750,000 | $6,750,000 |
| MAXIM GROUP LLC | 120708 | Edge Therapeutics, Inc. | 1472091 | 03/25/2013 | D | $20,000,000 | $6,673,405 |
| MAXIM GROUP LLC | 120708 | X-Vax Technology, Inc. | 1682900 | 10/03/2018 | D | $30,000,000 | $6,550,000 |