Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Recon Technology, Ltd | 1442620 | 03/27/2023 | D | $8,002,000 | $8,002,000 |
| MAXIM GROUP LLC | 120708 | Kraig Biocraft Laboratories, Inc | 1413119 | 02/01/2022 | D | $8,000,000 | $8,000,000 |
| MAXIM GROUP LLC | 120708 | Accure Acne, Inc. | 1698865 | 02/08/2023 | D | $20,000,000 | $7,951,197 |
| MAXIM GROUP LLC | 120708 | PROVECTUS PHARMACEUTICALS INC | 315545 | 03/24/2010 | D | $10,000,000 | $7,937,499 |
| MAXIM GROUP LLC | 120708 | Edge Therapeutics, Inc. | 1472091 | 11/13/2014 | D | $25,000,000 | $7,937,236 |
| MAXIM GROUP LLC | 120708 | PAVmed Inc. | 1624326 | 01/09/2019 | D | $7,750,000 | $7,750,000 |
| MAXIM GROUP LLC | 120708 | Ocean Biomedical, Inc. | 1869974 | 06/15/2023 | D | $27,000,000 | $7,560,000 |
| MAXIM GROUP LLC | 120708 | Nacuity Pharmaceuticals, Inc. | 1690279 | 06/27/2017 | D | $10,000,000 | $7,310,000 |
| MAXIM GROUP LLC | 120708 | OPGEN INC | 1293818 | 05/27/2016 | D | $10,355,005 | $7,227,504 |
| MAXIM GROUP LLC | 120708 | PREMIER ALLIANCE GROUP, INC. | 1272550 | 01/08/2013 | D | $15,000,000 | $7,046,000 |