Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | LPATH, INC | 1251769 | 10/07/2014 | D | $12,527,521 | $12,527,521 |
| MAXIM GROUP LLC | 120708 | CONTRAFECT Corp | 1478069 | 09/15/2011 | D | $25,000,000 | $12,502,905 |
| MAXIM GROUP LLC | 120708 | GLOBUS MARITIME LTD | 1499780 | 07/01/2020 | D | $12,379,500 | $12,379,500 |
| MAXIM GROUP LLC | 120708 | Brooklyn ImmunoTherapeutics, Inc. | 748592 | 03/23/2022 | D | $12,000,000 | $12,000,000 |
| MAXIM GROUP LLC | 120708 | Marina Biotech, Inc. | 737207 | 04/26/2018 | D | $15,000,000 | $11,670,000 |
| MAXIM GROUP LLC | 120708 | 180 Life Sciences Corp. | 1690080 | 02/26/2021 | D | $11,666,200 | $11,666,200 |
| MAXIM GROUP LLC | 120708 | Toughbuilt Industries, Inc | 1668370 | 09/03/2019 | D | $11,500,000 | $11,500,000 |
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 06/21/2016 | D | Indefinite | $11,163,500 |
| MAXIM GROUP LLC | 120708 | Ufovax, LLC | 1824751 | 09/15/2020 | D | $20,000,000 | $11,000,000 |
| MAXIM GROUP LLC | 120708 | Eco Building International, Inc. | 1467746 | 05/11/2010 | D | $10,805,749 | $10,805,749 |