Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | COPsync, Inc. | 1383154 | 02/28/2017 | D | $20 | $20 |
| MAXIM GROUP LLC | 120708 | LUCID INC | 752902 | 08/04/2010 | D | $5,500,000 | $0 |
| MAXIM GROUP LLC | 120708 | BRAINSTORM CELL THERAPEUTICS INC. | 1137883 | 01/21/2015 | D | Indefinite | $0 |
| MAXIM GROUP LLC | 120708 | SEARCH INITIATIVES, INC. | 1366798 | 06/05/2015 | D | $10,000,000 | $0 |
| MAXIM GROUP LLC | 120708 | BIOHITECH GLOBAL, INC. | 1590383 | 01/12/2016 | D | $6,000,000 | $0 |
| MAXIM GROUP LLC | 120708 | BirchBioMed Inc. | 1670747 | 03/30/2016 | D | $10,000,000 | $0 |
| MAXIM GROUP LLC | 120708 | Jerash Holdings (US), Inc. | 1696558 | 01/31/2017 | D | $5,000,000 | $0 |
| MAXIM GROUP LLC | 120708 | BIO KEY INTERNATIONAL INC | 1019034 | 05/09/2017 | D | $5,000,000 | $0 |
| MAXIM GROUP LLC | 120708 | Viking Therapeutics, Inc. | 1607678 | 06/22/2017 | D | $3,656,038 | $0 |
| MAXIM GROUP LLC | 120708 | Trovagene, Inc. | 1213037 | 07/24/2017 | D | $6,547,512 | $0 |