Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Summit Wireless Technologies, Inc. | 1682149 | 04/08/2020 | D | $1,700,000 | $1,700,000 |
| MAXIM GROUP LLC | 120708 | Virtual Health Partners, Inc. | 1693871 | 01/06/2017 | D | $7,500,000 | $1,615,000 |
| MAXIM GROUP LLC | 120708 | Marina Biotech, Inc. | 737207 | 07/25/2018 | D | $11,000,000 | $1,540,000 |
| MAXIM GROUP LLC | 120708 | TITAN PHARMACEUTICALS INC | 910267 | 02/07/2022 | D | $7,019,570 | $1,520,669 |
| MAXIM GROUP LLC | 120708 | T Stamp Inc | 1718939 | 09/16/2022 | D | $1,511,250 | $1,511,250 |
| MAXIM GROUP LLC | 120708 | INPIXON | 1529113 | 05/23/2023 | D | Indefinite | $1,500,000 |
| MAXIM GROUP LLC | 120708 | Boston Therapeutics, Inc. | 1473579 | 08/25/2016 | D | $2,000,000 | $1,322,500 |
| MAXIM GROUP LLC | 120708 | SAFE & GREEN HOLDINGS CORP. | 1023994 | 02/14/2023 | D | $1,100,000 | $1,100,000 |
| MAXIM GROUP LLC | 120708 | BLUE SPHERE CORP. | 1419582 | 07/20/2016 | D | $3,000,000 | $1,000,000 |
| MAXIM GROUP LLC | 120708 | BLUE SPHERE CORP. | 1419582 | 11/08/2016 | D | $1,000,000 | $1,000,000 |