Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | IT TECH PACKAGING, INC. | 1358190 | 05/08/2020 | D | $2,552,000 | $2,552,000 |
| MAXIM GROUP LLC | 120708 | BIO KEY INTERNATIONAL INC | 1019034 | 07/25/2019 | D | $2,550,000 | $2,550,000 |
| MAXIM GROUP LLC | 120708 | BillMyParents, Inc. | 1062273 | 10/25/2011 | D | $10,000,000 | $2,542,500 |
| MAXIM GROUP LLC | 120708 | Lianluo Smart Ltd | 1474627 | 02/27/2020 | D | $2,450,000 | $2,450,000 |
| MAXIM GROUP LLC | 120708 | NEPHROS INC | 1196298 | 03/27/2017 | D | $2,436,000 | $2,436,000 |
| MAXIM GROUP LLC | 120708 | REED'S, INC. | 1140215 | 06/03/2016 | D | $2,354,200 | $2,354,200 |
| MAXIM GROUP LLC | 120708 | Lianluo Smart Ltd | 1474627 | 02/21/2020 | D | $2,201,500 | $2,201,500 |
| MAXIM GROUP LLC | 120708 | CNS RESPONSE, INC. | 822370 | 09/08/2009 | D | $6,426,000 | $2,043,000 |
| MAXIM GROUP LLC | 120708 | Accure Acne, Inc. | 1698865 | 10/08/2021 | D | $20,000,000 | $2,011,000 |
| MAXIM GROUP LLC | 120708 | Aclarion, Inc. | 1635077 | 05/31/2023 | D | $2,000,000 | $2,000,000 |