Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | PROVECTUS PHARMACEUTICALS INC | 315545 | 08/07/2009 | D/A | $4,507,176 | $4,507,176 |
| MAXIM GROUP LLC | 120708 | BirchBioMed Inc. | 1670747 | 02/25/2019 | D/A | $10,000,000 | $3,970,550 |
| MAXIM GROUP LLC | 120708 | Cryoport, Inc. | 1124524 | 10/28/2010 | D/A | $7,500,000 | $3,872,702 |
| MAXIM GROUP LLC | 120708 | BIOHITECH GLOBAL, INC. | 1590383 | 10/11/2016 | D/A | $15,000,000 | $3,400,000 |
| MAXIM GROUP LLC | 120708 | PACIFIC BEACH BIOSCIENCES INC | 1422702 | 03/16/2010 | D/A | $5,500,000 | $3,343,000 |
| MAXIM GROUP LLC | 120708 | Edible Garden AG Inc | 1809750 | 03/23/2022 | D/A | $3,200,000 | $3,100,000 |
| MAXIM GROUP LLC | 120708 | Edible Garden AG Inc | 1809750 | 02/23/2022 | D/A | $2,900,000 | $2,600,000 |
| MAXIM GROUP LLC | 120708 | Lionbridge Capital, LP | 1811419 | 12/14/2020 | D/A | Indefinite | $2,531,665 |
| MAXIM GROUP LLC | 120708 | Edible Garden AG Inc | 1809750 | 01/24/2022 | D/A | $2,400,000 | $2,400,000 |
| MAXIM GROUP LLC | 120708 | CHINA SWINE GENETICS, INC. | 724915 | 03/16/2010 | D/A | $2,165,000 | $2,165,000 |