Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Nacuity Pharmaceuticals, Inc. | 1690279 | 01/03/2022 | D/A | $17,400,000 | $11,626,000 |
| MAXIM GROUP LLC | 120708 | Arno Therapeutics, Inc | 1195116 | 12/06/2012 | D/A | $18,425,000 | $11,130,000 |
| MAXIM GROUP LLC | 120708 | PREMIER ALLIANCE GROUP, INC. | 1272550 | 01/31/2013 | D/A | $15,000,000 | $11,100,100 |
| MAXIM GROUP LLC | 120708 | BillMyParents, Inc. | 1062273 | 08/01/2012 | D/A | $10,146,431 | $10,146,431 |
| MAXIM GROUP LLC | 120708 | BillMyParents, Inc. | 1062273 | 06/29/2012 | D/A | $10,000,000 | $9,756,431 |
| MAXIM GROUP LLC | 120708 | Nacuity Pharmaceuticals, Inc. | 1690279 | 07/20/2017 | D/A | $10,000,000 | $9,227,000 |
| MAXIM GROUP LLC | 120708 | PROVECTUS PHARMACEUTICALS INC | 315545 | 03/26/2010 | D/A | $10,363,327 | $7,613,327 |
| MAXIM GROUP LLC | 120708 | BillMyParents, Inc. | 1062273 | 06/05/2012 | D/A | $10,000,000 | $5,941,431 |
| MAXIM GROUP LLC | 120708 | BirchBioMed Inc. | 1670747 | 02/05/2020 | D/A | $10,000,000 | $5,302,550 |
| MAXIM GROUP LLC | 120708 | BillMyParents, Inc. | 1062273 | 12/02/2011 | D/A | $10,000,000 | $4,708,500 |