Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | OcuTerra Therapeutics, Inc. | 1641226 | 08/24/2021 | D/A | $50,000,000 | $31,525,965 |
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 08/11/2022 | D/A | $29,140,000 | $29,140,000 |
| MAXIM GROUP LLC | 120708 | Waveguide Corp | 1640481 | 06/17/2015 | D/A | $27,000,000 | $27,000,000 |
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 06/28/2022 | D/A | $23,750,000 | $23,750,000 |
| MAXIM GROUP LLC | 120708 | LB PHARMACEUTICALS INC | 1691082 | 11/23/2022 | D/A | $40,000,000 | $16,574,000 |
| MAXIM GROUP LLC | 120708 | Centrexion Corp | 1592052 | 12/03/2013 | D/A | $35,000,000 | $14,728,886 |
| MAXIM GROUP LLC | 120708 | Workhorse Group Inc. | 1425287 | 12/17/2015 | D/A | $20,000,000 | $13,534,426 |
| MAXIM GROUP LLC | 120708 | PREMIER ALLIANCE GROUP, INC. | 1272550 | 03/07/2013 | D/A | $15,000,000 | $13,126,000 |
| MAXIM GROUP LLC | 120708 | Wheeler Real Estate Investment Trust, Inc. | 1527541 | 02/10/2014 | D/A | $12,160,000 | $12,160,000 |
| MAXIM GROUP LLC | 120708 | CONTRAFECT Corp | 1478069 | 09/04/2013 | D/A | $15,000,000 | $11,963,650 |