Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Interpace Diagnostics Group, Inc. | 1054102 | 10/16/2017 | D | $5,000,000 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | Lordstown Motors Corp. | 1793648 | 11/08/2019 | D | $5,000,000 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | Takung Art Co., Ltd | 1491487 | 07/26/2021 | D | $5,000,000 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | Iveda Solutions, Inc. | 1397183 | 08/19/2022 | D | $5,000,001 | $5,000,000 |