Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | VIVEVE MEDICAL, INC. | 879682 | 12/03/2015 | D | $6,001,369 | $6,001,369 |
| MAXIM GROUP LLC | 120708 | PAINREFORM LTD. | 1801834 | 03/19/2021 | D | $6,000,000 | $6,000,000 |
| MAXIM GROUP LLC | 120708 | BillMyParents, Inc. | 1062273 | 06/05/2012 | D/A | $10,000,000 | $5,941,431 |
| MAXIM GROUP LLC | 120708 | Summit Wireless Technologies, Inc. | 1682149 | 06/19/2020 | D | $5,801,250 | $5,801,250 |
| MAXIM GROUP LLC | 120708 | Summit Wireless Technologies, Inc. | 1682149 | 06/24/2020 | D | $5,324,400 | $5,324,400 |
| MAXIM GROUP LLC | 120708 | BirchBioMed Inc. | 1670747 | 02/05/2020 | D/A | $10,000,000 | $5,302,550 |
| MAXIM GROUP LLC | 120708 | ADIAL PHARMACEUTICALS, INC. | 1513525 | 06/17/2020 | D | $5,217,000 | $5,217,000 |
| MAXIM GROUP LLC | 120708 | Celsion CORP | 749647 | 06/08/2015 | D | $5,070,000 | $5,070,000 |
| MAXIM GROUP LLC | 120708 | PREMIER ALLIANCE GROUP, INC. | 1272550 | 03/09/2011 | D | $5,000,000 | $5,000,000 |
| MAXIM GROUP LLC | 120708 | APPLIED DNA SCIENCES INC | 744452 | 11/14/2016 | D | $5,000,000 | $5,000,000 |