Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Cerecor Inc. | 1534120 | 09/06/2013 | D | $10,000,000 | $6,805,883 |
| MAXIM GROUP LLC | 120708 | Stellar Biotechnologies, Inc. | 1540159 | 07/21/2016 | D | $6,750,000 | $6,750,000 |
| MAXIM GROUP LLC | 120708 | Edge Therapeutics, Inc. | 1472091 | 03/25/2013 | D | $20,000,000 | $6,673,405 |
| MAXIM GROUP LLC | 120708 | X-Vax Technology, Inc. | 1682900 | 10/03/2018 | D | $30,000,000 | $6,550,000 |
| MAXIM GROUP LLC | 120708 | IGI LABORATORIES, INC | 352998 | 12/22/2010 | D | $6,600,000 | $6,500,000 |
| MAXIM GROUP LLC | 120708 | RiceBran Technologies | 1063537 | 10/16/2014 | D | $8,000,000 | $6,375,245 |
| MAXIM GROUP LLC | 120708 | LB PHARMACEUTICALS INC. | 1691082 | 12/12/2018 | D | $10,000,000 | $6,326,835 |
| MAXIM GROUP LLC | 120708 | WISA TECHNOLOGIES, INC. | 1682149 | 02/10/2023 | D | $6,229,708 | $6,229,708 |
| MAXIM GROUP LLC | 120708 | Adamis Pharmaceuticals Corp | 887247 | 03/06/2020 | D | $6,090,000 | $6,090,000 |
| MAXIM GROUP LLC | 120708 | Elicio Therapeutics, Inc. | 1555192 | 07/15/2020 | D | $30,000,000 | $6,085,000 |