Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MAXIM GROUP LLC | 120708 | Ocean Biomedical, Inc. | 1869974 | 06/15/2023 | D | $27,000,000 | $7,560,000 |
| MAXIM GROUP LLC | 120708 | Nacuity Pharmaceuticals, Inc. | 1690279 | 06/27/2017 | D | $10,000,000 | $7,310,000 |
| MAXIM GROUP LLC | 120708 | OPGEN INC | 1293818 | 05/27/2016 | D | $10,355,005 | $7,227,504 |
| MAXIM GROUP LLC | 120708 | PREMIER ALLIANCE GROUP, INC. | 1272550 | 01/08/2013 | D | $15,000,000 | $7,046,000 |
| MAXIM GROUP LLC | 120708 | Real Goods Solar, Inc. | 1425565 | 07/14/2014 | D | $7,006,322 | $7,006,322 |
| MAXIM GROUP LLC | 120708 | Socialwise, Inc. (formerly known as IdeaEdge, Inc) | 1062273 | 06/06/2011 | D | Indefinite | $7,000,000 |
| MAXIM GROUP LLC | 120708 | Elicio Therapeutics, Inc. | 1555192 | 10/15/2019 | D | $7,000,000 | $7,000,000 |
| MAXIM GROUP LLC | 120708 | LB PHARMACEUTICALS INC | 1691082 | 11/01/2022 | D | $10,000,000 | $6,925,000 |
| MAXIM GROUP LLC | 120708 | BIOLASE, INC | 811240 | 06/12/2020 | D | $6,912,000 | $6,912,000 |
| MAXIM GROUP LLC | 120708 | Centrexion Therapeutics Corp | 1592052 | 04/15/2016 | D | Indefinite | $6,905,000 |